Compliance Workshop

with Todd Sherpy

Todd SherpyTodd Sherpy is a founding partner in the law firm of Sherpy & Jones, P.A. with offices in South Carolina and Georgia; and is entering his 30th year of practice in the Credit Union compliance arena. The firm is dedicated to serving all legal needs of Credit Unions; and provides day-to-day compliance, compliance auditing, training and consulting services to Credit Unions throughout the United States. Todd has championed the concept of ERM for many years; and has worked with many Credit Unions from the development to the ultimate tweaking of their implementation of formal ERM programs. He is a founder of the new ACUIA (Association of Credit Union Internal Auditors) Enterprise Management Division.

Todd dedicates a large portion of his time to teaching Credit Unions, having made presentations in 46 States and has been a participating as an instructor through many CUNA, League and Credit Union Trade and Vendor programs. Todd has also authored numerous CUNA and other publications ranging from compliance resources to volunteer training programs. Todd also serves on the Credit Union Sub-committee of the American Bar Association.

Agenda

Day One of Workshop

Learning Objectives

  • Consumer Lending Regulations
  • Common Mistakes Credit Unions make that cost the institution money and create litigation and compliance exposure
  • FCRA – Scope and permissible uses of
    a credit report
  • Lending to Service Members – the
    Military Lending Act
  • New & Upcoming Lending Regs
  • Bank Secrecy Act: What Credit Unions are Getting hit with by Regulators and Common Oversights to Address Right Now
  • Cross Collateralization

Day Two of Workshop

Learning Objectives

  • Mortgage Lending Regulations
  • HMDA
  • Member Business Lending Rules & Best Practices
  • Overdraft Protection and Courtesy Pay Lessons – What you must address prior
    to any litigation or regulatory inquiry
  • Decedent Member with Loan Common Issues

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